Shannon Scott Gaskin

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 02/2018
  Scottrade, Inc.
  Ann Arbor, MI
• 02/2018 → 02/2019
  Td Ameritrade, Inc.
  Ann Arbor, MI
• 02/2018 → 02/2019
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 02/2019 → 06/2023
  Charles Schwab & Co., Inc.
  Novi, MI
• 02/2019 → 06/2023
  Charles Schwab Bank
  Novi, MI
• 10/2023 → 09/2024
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 06/2023 → 10/2023
  Unemployed
  Farmington Hills, MI
• 09/2024 → Present
  Mercer Global Advisors Inc.
  Farmington Hills, MI

Previous Registrations

• 2023-11-28 → 2024-09-29
  Ameriprise Financial Services, Llc
  Troy, MI
  Farmington Hills, MI
• 2019-02-27 → 2023-06-27
  Charles Schwab & Co., Inc.
  Novi, MI
  Cranberry Township, PA
• 2018-02-27 → 2019-02-14
  Td Ameritrade, Inc.
  Ann Arbor, MI
• 2018-02-26 → 2019-02-14
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2017-02-21 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1. Life, Accident and Health, Variable Annuities Insurance Licenses; Investment-related; 28733 Oak Point Drive, Farmington Hills, MI 48331; Insurance Licenses; Insurance Producer; 10/18/2019; 0 hrs. per month; Insurance Licenses.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-21
• S65 Uniform Investment Adviser Law Examination
  1997-07-16
• S63 Uniform Securities Agent State Law Examination
  1995-05-12