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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
1220 Augusta Dr. Suite 140, Houston, TX 77057 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Houston | TX | 11/2004 | Present |
| Raymond James Financial Services Advisors, Inc | Houston | TX | 01/2009 | Present |
| Aegia Wealth Advisors, Llc | Houston | TX | 01/2007 | 01/2021 |
(1)Name of Business: Haith Financial Group, Inc. Address: 1220 Augusta Dr Ste 140, Houston, TX, 77057, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/15/2004 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-14 |
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