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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-03-10 |
| TX | RA | APPROVED_RES | 2022-03-07 |
| FL | RA | APPROVED | 2022-03-03 |
| NH | RA | APPROVED | 2021-03-11 |
| VT | RA | APPROVED | 2009-02-13 |
Branch Locations
180 Battery St Ste 300, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Burlington | VT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Burlington | VT | 11/2016 | Present |
BURLINGTON COUNTRY CLUB, INV RELATED, BURLINGTON, VT, FINANCE COMMITTEE MEMBER, START 1/8/2024, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, PLANNING, BUDGETING AND FEEDBACK ON CASH FLOWS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-21 |
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