Walter David Carr

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Independent Agent - Carr Financial Services, Inc.
  York, PA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  York, PA
• 11/2018 → Present
  Osaic Wealth, Inc.
  York, PA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  York, PA
  Huntington Beach, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  York, PA
  Huntington Beach, CA
• 2003-01-31 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  York, PA
  York, PA

Other Businesses

1) SALES OF FIXED INSURANCE PRODUCTS, LIFE, HEALTH, DISABILITY, LTC, AND FIXED ANNUITIES, ALSO SELLS FIAS, INV-REL. 40 HRS/WK, 40 DURING TRADING HOURS...... 2) CARR FINANCIAL SERVICES, INC, 1216 PERRY LN, YORK, PA, PRESIDENT/OWNER, DBA NAME FOR SECURITIES AND INS SALES, INV-REL, 160 HRS/MO........... 3) APPROVED EQUITY INDEXED ANNUITIES 4) CARR FINANCIAL SERVICES, INC. POSITION: Owner/ President NATURE: S. Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2003 ADDRESS: 1216 Perry Lane, York PA 17403, United States DESCRIPTION: Sales of fixed insurance products, life, health, disability, LTC and fixed annuities. Also, sell FIAS. This is all part of being an investment advisor. 5) INDEPENDENT INSURANCE AGENT POSITION: Owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1985 ADDRESS: 1216 Perry Lane, York PA 17403, United States DESCRIPTION: I service existing life insurance contracts or disability contracts that I wrote before I was ever securities licensed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-11
• S63 Uniform Securities Agent State Law Examination
  1995-01-26

Other Names

• Walter David Carr