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Michelle Leanne Baedke

Morgan Stanley

Davenport, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-31
TX RA APPROVED_RES 2011-03-02
IA RA APPROVED 2009-06-01
  • IL RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2011-03-02
  • IA RA
    APPROVED
    Since 2009-06-01

Branch Locations

4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. West Des Moines IA 08/2005 Present
Morgan Stanley Smith Barney West Des Moines IA 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-17
S63 Uniform Securities Agent State Law Examination 2000-08-10
  • S65 Uniform Investment Adviser Law Examination
    2007-09-17
  • S63 Uniform Securities Agent State Law Examination
    2000-08-10
Other Names
  • Michelle L Spencer
  • Michelle L Baedke

View on SEC IAPD

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