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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-05-22
TX RA APPROVED_RES 2015-05-22
  • AL RA
    APPROVED
    Since 2015-05-22
  • TX RA
    APPROVED_RES
    Since 2015-05-22

Branch Locations

600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States

198 Narrows Dr Ste 102 [Satellite], Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Birmingham AL 05/2015 Present
Previous Registrations
Other Businesses

1)WESTMED DISPOSAL INC., NOT INVESTMENT RELATED, WOODSTOCK AL, MEDICAL WASTE PROCESSING AND DISPOSAL MANAGEMENT, 50% OWNER, START DATE 1/1/2011, 10 HRS PER MONTH, 10 HRS DURING TRADING, PRESIDENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-02
S63 Uniform Securities Agent State Law Examination 1995-03-30
  • S66 Uniform Combined State Law Examination
    2005-05-02
  • S63 Uniform Securities Agent State Law Examination
    1995-03-30

View on SEC IAPD

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