Daniel Patrick Mchugh

Current Employers

Employment History

• 09/2005 → 07/2019
  Ameriprise Financial Services, Inc.
  West Chester, PA
• 07/2019 → 02/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2019 → Present
  Ballast Financial Advisors, Llc
  West Chester, PA
• 06/2022 → 08/2022
  Origin Financial
  San Francisco, CA

Previous Registrations

• 2022-06-02 → 2022-08-11
  Origin Investment Advisory Llc
  West Chester, PA
  Sarasota, FL
• 2003-11-14 → 2019-08-20
  Ameriprise Financial Services, Llc
  West Chester, PA
  Rehoboth Beach, DE
  Conshohocken, PA
  West Conshohocken, PA

Other Businesses

1. Insurance Sales. Not Investment Related. 535 North Church Street, Suite 205, West Chester, PA 19380. Insurance. CEO/Advisor. Start 1994. 6 hours per month, 1 during trading. Fixed insurance and annuities. 2. Media Rugby Football Club. Not investment related. PO Box 1240 Media PA 19063. Rugby Program. Director. Start 1989. 2-3 hours per month, not during trading. Board Member. 3. Beach House. Not Investment Related. 217 E 5th Avenue North Wildwood, NJ 08260. Vacation home. Owner. Start 2004. Spend 3 month of the summer there. Second home. 4. Executor for Doris McHugh. Investment Related. 80 W. Baltimore Ave, Apt B108, Consdowne PA 19050. POA. Start 2017. 0 hours per month. Executor for Mothers estate. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-13
• S63 Uniform Securities Agent State Law Examination
  1995-04-13

Designations

Other Names

• Dan Mchugh
• Daniel Patrick Mchugh
• Daniel Patrick Mc Hugh