Christopher James Lubbers

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-12-13
KS	RA	APPROVED	2022-12-09

TX RA
APPROVED_RES

Since 2022-12-13
KS RA
APPROVED

Since 2022-12-09

Branch Locations

5401 Vogel Rd Ste 820, Evansville, IN 47715 • United States

1603 Crawford Avenue, Parsons, KS 67357 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Parson	MO	10/2007	10/2017
Royal Alliance	Parsons	KS	10/2017	12/2022
Lpl Financial Llc	Parsons	KS	12/2022	Present

10/2007 → 10/2017

National Planning Corporation

Parson, MO
10/2017 → 12/2022

Royal Alliance

Parsons, KS
12/2022 → Present

Lpl Financial Llc

Parsons, KS

Previous Registrations

2017-10-16 → 2023-01-03

Osaic Wealth, Inc.

Parsons, KS

Parsons, KS

Scottsdale, AZ
2007-10-22 → 2017-12-05

National Planning Corporation

Parsons, KS

El Segundo, CA

Rogers, AR
2005-01-04 → 2007-10-23

American General Securities Incorporated

Parsons, KS
1999-03-05 → 2004-12-31

Heartland Financial Advisors Group, Inc.

Parsons, KS

Other Businesses

1)12/2022- Chris Lubbers - Book Author- Love, Money, Control; and Living and Learning- non-inv. related- Parsons, KS- 0hrs 2) 12/2022- Crossfit Parsons, LLC- Business Owner- non-inv. related- Parsons, KS - start date 11/1/2016- 4hrs/mth 3) 12/2022- E3 Administrators, LLC- Third Party Administrator (TPA)- inv. related- Parsons, KS - start date 11/1/2016- 4hrs/mth 4) 12/2022- Synergy Partners, LLC- Business Entity for Tas/Investment purposes only- owner- Parsons, KS - start date 10/1/2016- 2-4hrs/mth 5)12/2022- PK Fitness, LLC- Business Owner- gym- non-inv. related- Parsons, KS- start date 11/1/2016- 4hrs/mth 6) 12/2022- STRATEGIC PARTNERS, INC- DBA for LPL Business (entity for LPL Business)- inv. related- Parsons, KS 7) 12/2022- STRATEGIC PARTNERS, INC- Insurance Agency-owner - inv. related- Parsons, KS- start date 10/1/2007- 80hrs/mth 8) 12/2022- CE Real Estate Development, LLC- Real Estate Rental- managing member- inv. related- 1631 Crawford Ave.; Parsons, KS 67357,2112 Belmont; Parsons, KS 67357, 3140 Morton; Parsons, KS 67357, 1628 Broadway; Parsons, KS 67357, 2520 Grand; Parsons, KS 67357 - start date 7/11/2006- 8hrs/mth 9) 12/2022- HEARTLAND FINANCIAL GROUP- Non-Variable Insurance- inv. related- Agent selling - Fixed Life, Fixed Annuity, Disability Income, Critical Illness, and LTC- inv. related- Parsons,KS - start date 1/1/1998- 20hrs/mth 10)12/2022- CJ farms, LLC- Farm- managing member- non-inv. related- 14925 20th Rd.; Parsons, KS 67357- start date 3/15/199- 4hrs/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-11
S63	Uniform Securities Agent State Law Examination	1995-02-13

S65 Uniform Investment Adviser Law Examination

1998-09-11
S63 Uniform Securities Agent State Law Examination

1995-02-13

Designations

Other Names

Chris Lubbers
Christopher J Lubbers

View on SEC IAPD