Alexander Dewitt Walsh

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Hartford, CT
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Hartford, CT
• 07/2018 → Present
  Wells Fargo Advisors Financial Network, Llc
  Avon, CT

Previous Registrations

• 2005-07-08 → 2018-07-11
  Wells Fargo Clearing Services, Llc
  Hartford, CT
  Hartford, CT
  West Hartford, CT
• 1999-06-02 → 2005-07-25
  Advest, Inc.
  Hartford, CT

Other Businesses

ALEXANDER WALSH: 19TH AND 20TH PAINTINGS; NON INV RELATED; OCCASIONALLY BUY & SELL 19TH AND EARLY 20TH ARTWORK; OWNER; START 1/1980; OCCASIONALLY ON WEEKENDS, 0 DURING TRADING. TOWERMARK WEALTH MANAGEMENT LLC, INV RELATED, WEST HARTFORD, CT, 16.66% OWNERSHIP, START 2/13/2018, 160 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE. KETTLE COVE LIMITED, INV RELATED, AVON, CT, 100% OWNERSHIP, START 4/17/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-17
• S63 Uniform Securities Agent State Law Examination
  1995-01-30