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Brian Christian Praetzel

Wells Fargo Clearing Services, LLC

Erie, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-12-28
PA RA APPROVED 2015-10-30
TX RA APPROVED 2015-10-30
  • NJ RA
    APPROVED
    Since 2015-12-28
  • PA RA
    APPROVED
    Since 2015-10-30
  • TX RA
    APPROVED
    Since 2015-10-30

Branch Locations

100 State St Ste 100, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Erie PA 10/2015 11/2016
Wells Fargo Clearing Services, Llc Erie PA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-11-05
    Morgan Stanley
    Erie, PA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Erie, PA
  • 2005-11-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Erie, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-12
S63 Uniform Securities Agent State Law Examination 1995-01-27
  • S65 Uniform Investment Adviser Law Examination
    2002-07-12
  • S63 Uniform Securities Agent State Law Examination
    1995-01-27

View on SEC IAPD

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