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View Capital Ria, LP CRD 130678
$1.82B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2727 N. Harwood Street Suite 225, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2013-11-13 |
| TX | RA | APPROVED | 2011-08-24 |
Branch Locations
2727 N. Harwood Street Suite 225, Dallas, TX 75201 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vca Securities, Lp | Dallas, | TX | 06/2011 | Present |
| View Capital Ria Lp | Dallas, | TX | 06/2011 | Present |
View Capital RIA, LP, an affiliated Investment Adviser of VCA Securities, LP. located at 2727 N. Harwood Street, Suite 225, Dallas, TX 75201. He serves as Investment Adviser Rep. He is registered with the View Capital RIA, LP since 08/24/2011.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-09 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-13 |
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