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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-17
CA RA APPROVED 2008-11-28
NJ RA APPROVED 2008-11-28
NC RA APPROVED 2008-11-28
TX RA APPROVED 2008-11-28
PA RA APPROVED 2007-08-06
  • NY RA
    APPROVED
    Since 2025-08-17
  • CA RA
    APPROVED
    Since 2008-11-28
  • NJ RA
    APPROVED
    Since 2008-11-28
  • NC RA
    APPROVED
    Since 2008-11-28
  • TX RA
    APPROVED
    Since 2008-11-28
  • PA RA
    APPROVED
    Since 2007-08-06

Branch Locations

1717 Arch Street 21St Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Philadelphia PA 08/1993 Present
  • 08/1993 → Present
    Janney Montgomery Scott Inc.
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-04
S63 Uniform Securities Agent State Law Examination 1998-07-16
  • S65 Uniform Investment Adviser Law Examination
    2007-08-04
  • S63 Uniform Securities Agent State Law Examination
    1998-07-16

View on SEC IAPD

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