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James Robert Garner

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
  • TX RA
    APPROVED
    Since 2022-08-30

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Westlake CA 07/2008 12/2022
Garner'S Bodacious Broderick Canoga Park CA 12/2009 04/2018
Charles Schwab And Co., Inc. Westlake CA 12/2022 Present
  • 07/2008 → 12/2022
    Td Ameritrade Inc.
    Westlake, CA
  • 12/2009 → 04/2018
    Garner'S Bodacious Broderick
    Canoga Park, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Westlake, CA
Previous Registrations
  • 2013-12-03 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2008-08-05 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Encino, CA
    Omaha, NE
    Westlake, TX
  • 2008-08-05 → 2011-11-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Encino, CA
  • 2008-06-10 → 2008-08-01
    Wells Fargo Investments, Llc
    El Monte, CA
    Pasadena, CA
    So. Pasadena, CA
  • 2006-03-20 → 2008-03-27
    Ameriprise Financial Services, Llc
    Pasadena, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-17
  • S66 Uniform Combined State Law Examination
    2006-03-17
Other Names
  • J.R. Garner

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
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