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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-14 |
Branch Locations
23 Main Street Suite 301, Andover, MA 01810 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Andover | MA | 05/2002 | 11/2018 |
| Bank Of America, N.A. | Andover | MA | 05/2017 | 11/2018 |
| Triad Advisors | Norcross | GA | 11/2018 | 12/2022 |
| Pinnacle Private Wealth, Llc | Woburn | MA | 11/2018 | 08/2022 |
| U.S. Capital Wealth Advisors, Llc | Andover | MA | 08/2022 | 06/2026 |
| Arax Advisory Partners, Llc | Andover | MA | 06/2026 | Present |
1)Registered as an insurance agent which is not investment-related. Business is conducted from office at 40 Shattuck Road, Andover, MA. Sells and services fixed insurance and annuity products and spends approximately 10 hours a month on this.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-30 |
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