Michael Francis O'COnnor

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Andover, MA
• 05/2017 → 11/2018
  Bank Of America, N.A.
  Andover, MA
• 11/2018 → 12/2022
  Triad Advisors
  Norcross, GA
• 11/2018 → 08/2022
  Pinnacle Private Wealth, Llc
  Woburn, MA
• 08/2022 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Andover, MA
• 06/2026 → Present
  Arax Advisory Partners, Llc
  Andover , MA

Previous Registrations

• 2022-08-29 → 2026-07-17
  U.S. Capital Wealth Advisors, Llc
  Andover, MA
• 2018-11-19 → 2022-09-08
  Pinnacle Private Wealth, Llc
  Burlington, MA
• 2003-02-21 → 2018-11-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Andover, MA
  Andover, MA

Other Businesses

1)Registered as an insurance agent which is not investment-related. Business is conducted from office at 40 Shattuck Road, Andover, MA. Sells and services fixed insurance and annuity products and spends approximately 10 hours a month on this.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-21
• S63 Uniform Securities Agent State Law Examination
  1995-03-30

Other Names

• Michael Francis Oconnor