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Lowell, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cwm Wealth Management | Saint John | IN | 08/2012 | Present |
| Franciscan Health Michigan City | Michigan City | IN | 01/2013 | Present |
NAME:Franciscan Health - Michigan City, 3500 Franciscan Way, Michigan City, IN 46360. Non-investment related. Director of Diagnostic Imaging. Stated 01/2013. Approximately 175 hours per month with approximately 140 hours per month during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-21 |
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