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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-09
RI RA APPROVED 2023-06-07
TX RA APPROVED_RES 2023-06-02
  • FL RA
    APPROVED
    Since 2024-07-09
  • RI RA
    APPROVED
    Since 2023-06-07
  • TX RA
    APPROVED_RES
    Since 2023-06-02

Branch Locations

222 Rosewood Drive Suite 510, Danvers, MA 01923-4519 • United States

Palm Beach Gardens, FL • United States

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boston MA 03/2013 05/2021
Jpmorgan Chase Na Boston MA 03/2013 05/2021
First Republic Securities Company, Llc Boston MA 05/2021 06/2023
First Republic Investment Management, Inc. Boston MA 05/2021 06/2023
Rbc Capital Markets, Llc Palm Beach Gardens FL 06/2023 Present
  • 03/2013 → 05/2021
    Boston, MA
  • 03/2013 → 05/2021
    Jpmorgan Chase Na
    Boston, MA
  • 05/2021 → 06/2023
    First Republic Securities Company, Llc
    Boston, MA
  • 05/2021 → 06/2023
    First Republic Investment Management, Inc.
    Boston, MA
  • 06/2023 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1) Name: Salem Country Club Address: 133 Forest Street, Peabody, MA 01960 Investment-related: No Nature of the business: Golf Club Role: Board Member Start Date: 10/01/2018 Description of duties: Chairman Green Committee work with superintendent to communicate to members what programs he has on the way monthly newsletter govern the club (nothing to do with investment committee or finance committee). Number of hours each month: 4 Number of hours during trading: 0 2) NAME OF ENTITY: Logic Inc ADDRESS: 953 INDIANA STREET SAN FRANCISCO CA 94107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Dec 05, 2025 CAPACITY: Other DUTIES: Act in an advisory capacity to the founder for strategic decisions HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-25
S63 Uniform Securities Agent State Law Examination 1995-04-05
  • S65 Uniform Investment Adviser Law Examination
    1995-09-25
  • S63 Uniform Securities Agent State Law Examination
    1995-04-05
Other Names
  • Kevin Macintyre

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