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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-09 |
| RI | RA | APPROVED | 2023-06-07 |
| TX | RA | APPROVED_RES | 2023-06-02 |
Branch Locations
222 Rosewood Drive Suite 510, Danvers, MA 01923-4519 • United States
Palm Beach Gardens, FL • United States
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Boston | MA | 03/2013 | 05/2021 |
| Jpmorgan Chase Na | Boston | MA | 03/2013 | 05/2021 |
| First Republic Securities Company, Llc | Boston | MA | 05/2021 | 06/2023 |
| First Republic Investment Management, Inc. | Boston | MA | 05/2021 | 06/2023 |
| Rbc Capital Markets, Llc | Palm Beach Gardens | FL | 06/2023 | Present |
1) Name: Salem Country Club Address: 133 Forest Street, Peabody, MA 01960 Investment-related: No Nature of the business: Golf Club Role: Board Member Start Date: 10/01/2018 Description of duties: Chairman Green Committee work with superintendent to communicate to members what programs he has on the way monthly newsletter govern the club (nothing to do with investment committee or finance committee). Number of hours each month: 4 Number of hours during trading: 0 2) NAME OF ENTITY: Logic Inc ADDRESS: 953 INDIANA STREET SAN FRANCISCO CA 94107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Dec 05, 2025 CAPACITY: Other DUTIES: Act in an advisory capacity to the founder for strategic decisions HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-05 |
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