Krista Deann Wittmaack

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-08-02
WV	RA	APPROVED	2024-07-25
DE	RA	APPROVED	2024-07-24
IA	RA	APPROVED	2024-07-24
PR	RA	APPROVED	2024-07-24
HI	RA	APPROVED	2024-07-23
NC	RA	APPROVED	2024-07-23
KY	RA	APPROVED	2024-07-22
WY	RA	APPROVED	2024-07-22
ND	RA	APPROVED	2024-07-21
OR	RA	APPROVED	2024-07-20
AK	RA	APPROVED	2024-07-19
IL	RA	APPROVED	2024-07-19
MI	RA	APPROVED	2024-07-19
SC	RA	APPROVED	2024-07-19
VT	RA	APPROVED	2024-07-19
AR	RA	APPROVED	2024-07-18
CT	RA	APPROVED	2024-07-18
FL	RA	APPROVED	2024-07-18
GA	RA	APPROVED	2024-07-18
KS	RA	APPROVED	2024-07-18
LA	RA	APPROVED	2024-07-18
MO	RA	APPROVED	2024-07-18
MT	RA	APPROVED	2024-07-18
NH	RA	APPROVED	2024-07-18
NM	RA	APPROVED	2024-07-18
OH	RA	APPROVED	2024-07-18
OK	RA	APPROVED	2024-07-18
PA	RA	APPROVED	2024-07-18
SD	RA	APPROVED	2024-07-18
VA	RA	APPROVED	2024-07-18
WI	RA	APPROVED	2024-07-18
AL	RA	APPROVED	2024-07-17
CA	RA	APPROVED	2024-07-17
CO	RA	APPROVED	2024-07-17
ID	RA	APPROVED	2024-07-17
IN	RA	APPROVED	2024-07-17
ME	RA	APPROVED	2024-07-17
MD	RA	APPROVED	2024-07-17
MN	RA	APPROVED	2024-07-17
MS	RA	APPROVED	2024-07-17
NE	RA	APPROVED	2024-07-17
NV	RA	APPROVED	2024-07-17
NJ	RA	APPROVED	2024-07-17
NY	RA	APPROVED	2024-07-17
RI	RA	APPROVED	2024-07-17
TX	RA	APPROVED	2024-07-17
UT	RA	APPROVED	2024-07-17
WA	RA	APPROVED	2024-07-17
AZ	RA	APPROVED	2024-07-01

DC RA
APPROVED

Since 2024-08-02
WV RA
APPROVED

Since 2024-07-25
DE RA
APPROVED

Since 2024-07-24
IA RA
APPROVED

Since 2024-07-24
PR RA
APPROVED

Since 2024-07-24
HI RA
APPROVED

Since 2024-07-23
NC RA
APPROVED

Since 2024-07-23
KY RA
APPROVED

Since 2024-07-22
WY RA
APPROVED

Since 2024-07-22
ND RA
APPROVED

Since 2024-07-21
OR RA
APPROVED

Since 2024-07-20
AK RA
APPROVED

Since 2024-07-19
IL RA
APPROVED

Since 2024-07-19
MI RA
APPROVED

Since 2024-07-19
SC RA
APPROVED

Since 2024-07-19
VT RA
APPROVED

Since 2024-07-19
AR RA
APPROVED

Since 2024-07-18
CT RA
APPROVED

Since 2024-07-18
FL RA
APPROVED

Since 2024-07-18
GA RA
APPROVED

Since 2024-07-18
KS RA
APPROVED

Since 2024-07-18
LA RA
APPROVED

Since 2024-07-18
MO RA
APPROVED

Since 2024-07-18
MT RA
APPROVED

Since 2024-07-18
NH RA
APPROVED

Since 2024-07-18
NM RA
APPROVED

Since 2024-07-18
OH RA
APPROVED

Since 2024-07-18
OK RA
APPROVED

Since 2024-07-18
PA RA
APPROVED

Since 2024-07-18
SD RA
APPROVED

Since 2024-07-18
VA RA
APPROVED

Since 2024-07-18
WI RA
APPROVED

Since 2024-07-18
AL RA
APPROVED

Since 2024-07-17
CA RA
APPROVED

Since 2024-07-17
CO RA
APPROVED

Since 2024-07-17
ID RA
APPROVED

Since 2024-07-17
IN RA
APPROVED

Since 2024-07-17
ME RA
APPROVED

Since 2024-07-17
MD RA
APPROVED

Since 2024-07-17
MN RA
APPROVED

Since 2024-07-17
MS RA
APPROVED

Since 2024-07-17
NE RA
APPROVED

Since 2024-07-17
NV RA
APPROVED

Since 2024-07-17
NJ RA
APPROVED

Since 2024-07-17
NY RA
APPROVED

Since 2024-07-17
RI RA
APPROVED

Since 2024-07-17
TX RA
APPROVED

Since 2024-07-17
UT RA
APPROVED

Since 2024-07-17
WA RA
APPROVED

Since 2024-07-17
AZ RA
APPROVED

Since 2024-07-01

Branch Locations

Gilbert, AZ • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zions Direct	Salt Lake City	UT	04/2006	05/2017
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	05/2017	05/2018
Morgan Stanley	South Jordan	UT	05/2018	07/2019
Cetera Advisor Networks	El Segundo	CA	08/2019	06/2020
Peak Financial Network Solutions Dba	Murray	UT	07/2019	06/2020
E*Trade Securities Llc	Sandy	UT	06/2020	11/2022
E*Trade Capital Management Llc	Sandy	UT	06/2020	11/2022
Key Investment Services	South Jordan	UT	11/2022	01/2023
Frost Brokerage Services, Inc.	Dallas	TX	02/2023	06/2024
Citizens Securities, Inc.	Gilbert	AZ	06/2024	Present

04/2006 → 05/2017

Zions Direct

Salt Lake City, UT
05/2017 → 05/2018

Wells Fargo Clearing Services, Llc

Salt Lake City, UT
05/2018 → 07/2019

Morgan Stanley

South Jordan, UT
08/2019 → 06/2020

Cetera Advisor Networks

El Segundo, CA
07/2019 → 06/2020

Peak Financial Network Solutions Dba

Murray, UT
06/2020 → 11/2022

E*Trade Securities Llc

Sandy, UT
06/2020 → 11/2022

E*Trade Capital Management Llc

Sandy, UT
11/2022 → 01/2023

Key Investment Services

South Jordan, UT
02/2023 → 06/2024

Frost Brokerage Services, Inc.

Dallas, TX
06/2024 → Present

Citizens Securities, Inc.

Gilbert, AZ

Previous Registrations

2023-03-02 → 2024-06-17

Frost Investment Services

Dallas, TX

San Antonio, TX
2022-11-23 → 2023-01-26

Key Investment Services Llc

Brooklyn, OH
2020-06-10 → 2022-12-01

Harrisdirect Llc

Arlington, VA

Sandy, UT
2019-08-13 → 2020-06-02

Cetera Wealth Services, Llc

Murray, UT
2018-07-09 → 2019-07-31

Morgan Stanley

South Jordan, UT

Other Businesses

(1) Rental Properties; Not investment related; Omaha, NE; Real Estate Rental Property; Proprietor; Started 1/2024; Approx. 1hr/mo.; Not during securities trading hrs.; Oversight of properties to be actively managed by Cambiar Real Estate Group LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-06
S63	Uniform Securities Agent State Law Examination	1995-01-11

S66 Uniform Combined State Law Examination

2018-07-06
S63 Uniform Securities Agent State Law Examination

1995-01-11

Other Names

Krista Mendez
Krista Deann Wittmaack
Krista Wittmaack
Krista Deann Wittmaack

View on SEC IAPD