Douglas Clayton Carr

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1990 → Present
  Douglas Carr-Independent Insurance Agent
  Woodridge, IL
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-03-15 → 2021-06-09
  Voya Financial Advisors, Inc.
  Chattanooga, TN
  Woodridge, IL
  Woodridge, IL
  Brooklyn Park, MN
  Windsor, CT

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 8425 AUTUMN DR; WOODRIDGE; IL; 60517; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 7/3/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-27
• S63 Uniform Securities Agent State Law Examination
  1995-01-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant