George T Specht

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-01-09
NE	RA	APPROVED	2021-06-07

IA RA
APPROVED

Since 2025-01-09
NE RA
APPROVED

Since 2021-06-07

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Portland	OR	05/2021	Present
Wfgia	Portland	OR	05/2021	Present
Signature Performance	Omaha	NE	01/2021	05/2021
Tekmark Global Solutions/Orion Systems	Edison	NJ	01/2020	11/2020
Unemployed	Omaha	NE	12/2020	12/2020
Unemployed	Omaha	NE	10/2019	12/2019
Td Ameritrade	Omaha	NE	11/2016	09/2019
Bancwest Investment Services	Omaha	NE	08/2006	11/2016
Qualified Joint Venture, George And Embai Specht	Omaha	NE	09/2019	Present

05/2021 → Present

Transamerica Financial Advisors, Inc

Portland, OR
05/2021 → Present

Wfgia

Portland, OR
01/2021 → 05/2021

Signature Performance

Omaha, NE
01/2020 → 11/2020

Tekmark Global Solutions/Orion Systems

Edison, NJ
12/2020 → 12/2020

Unemployed

Omaha, NE
10/2019 → 12/2019

Unemployed

Omaha, NE
11/2016 → 09/2019

Td Ameritrade

Omaha, NE
08/2006 → 11/2016

Bancwest Investment Services

Omaha, NE
09/2019 → Present

Qualified Joint Venture, George And Embai Specht

Omaha, NE

Previous Registrations

2016-11-22 → 2019-09-26

Td Ameritrade, Inc.

Omaha, NE
2010-06-14 → 2016-11-22

Bancwest Investment Services, Inc.

Omaha, NE

Omaha, NE

Other Businesses

As an employee of Transamerica Financial Advisors (TFA), employees may perform home office functions for other business units. QUALIFIED JOINT VENTURE, GEORGE AMP; EMBAI SPECHT POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 15346 Parker Street, Omaha NE 68154, United States DESCRIPTION: Collect rent monthly and perform maintenance as required.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-09
S63	Uniform Securities Agent State Law Examination	1998-05-02

S66 Uniform Combined State Law Examination

2010-06-09
S63 Uniform Securities Agent State Law Examination

1998-05-02

Other Names

George Tyler Specht

View on SEC IAPD