Brett Douglas Bogan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → Present
  Lexis-Nexis
  Miamisburg, OH
• 01/2002 → Present
  First United Methodist Church
  Troy, OH
• 05/2011 → 09/2025
  Avantax Investment Services, Inc.
  Troy, OH
• 05/2011 → 09/2025
  Avantax Insurance Agency, Llc
  Troy, OH
• 07/2005 → Present
  Bogan Bell & Associates, Inc
  Troy, OH
• 05/2011 → 09/2025
  Avantax Advisory Services
  Troy, OH
• 07/2021 → Present
  Waste-Free Dayton Inc
  Dayton, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Troy, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-06-15 → 2025-09-05
  Avantax Advisory Services
  Troy, OH
  Troy, OH
• 2004-10-15 → 2010-12-06
  Voya Financial Advisors, Inc.
  Toledo, OH
  Troy, OH
  Troy, OH

Other Businesses

1) Free To Run Foundation 110 W. Franklin St. Troy OH 45373 Other Director/Officer 7/21/2013 20hrs~0hrs President and Board Member of this nonprofit organization. Free To Run organizes running and other endurance events to raise awareness of human trafficking. 2) MIAMI COUNTY, STATE OF OHIO POSITION: Election Day Poll Worker NATURE: Various activities on Election Day at one polling location in my hometown. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 6 START DATE: 11/03/2020 ADDRESS: 201 W. Main St, Troy OH 45373, United States DESCRIPTION: Poll workers will check in voters and provide the ballots for voting. 3) WASTE-FREE DAYTON INC POSITION: Associate Director/Board Member NATURE: Waste-Free Dayton is an Ohio nonprofit corporation formed for the purposes of raising awareness, educating the public, and promoting sustainability and waste-free initiatives in the Dayton, Ohio region. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2021 ADDRESS: 1149 Phillips Ave, Dayton OH 45410, DESCRIPTION: Unpaid Associate Director assisting the Founder and Executive Director, and member of the Board. 4) BOGAN BELL & ASSOCIATES, INC POSITION: President NATURE: Tax Preparation/Accounting, Investments and Advisory services (through Avantax) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2005 ADDRESS: 1416 Golden Eagle Dr, Troy OH 45373, United States DESCRIPTION: Tax Preparation, Bookkeeping and Payroll services, Investments and Advisory Services 5) LEXISNEXIS/REED ELSEVIER POSITION: Sr. Director NATURE: Sr. Director for a data security investigations team. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2000 ADDRESS: 9443 Springboro Pike, Miamisburg OH 45342, United States DESCRIPTION: Manage team of investigators whose responsibility is to investigate incidents and protect company from fraudulent activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-05
• S66 Uniform Combined State Law Examination
  1999-01-28

Other Names

• Brett D Bogan