Michael Thomas Van Kleeck

Employer firm

Signature Investment Advisors, LLC CRD 160715

$6.76B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 11/2018
  Signator Investors Inc
  Los Angeles, CA
• 10/2007 → Present
  Seia Llc
  Los Angeles, CA
• 04/2012 → Present
  Sia Llc
  Los Angeles, CA
• 11/2018 → 09/2022
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 09/2022 → Present
  Ses Inc.
  Los Angeles, CA

Previous Registrations

• 2004-10-14 → 2007-11-09
  Equitable Advisors, Llc
  Los Angeles, CA
  Los Angeles, CA
• 2003-01-07 → 2003-05-06
  Wamu Investments, Inc.
  Beverly Hills, CA
• 2002-03-08 → 2002-10-04
  Waddell & Reed
  Torrance, CA

Other Businesses

1. Rental property owner, Memphis, TN & Saugerties, NY. start 1/1/2014, approx 5 hrs mo, 0 trading hrs 0 2. SEIA LLC & SIA LLC POSITION: Senior Compliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/29/2007 ADDRESS: 2121 Ave. of the Stars, 1600, Los Angeles CA 90067, United States DESCRIPTION: Senior Compliance Officer at Independent RIA SEIA, LLC & SIA LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-10
• S63 Uniform Securities Agent State Law Examination
  1995-03-22

Other Names

• Mike Van Kleeck
• Michael Thomas Vankleeck