Brady Thomas O'COnnor

Current Employers

Employment History

• 08/2014 → 09/2020
  Securities Service Network, Inc.
  Indianapolis, IN
• 08/2014 → 09/2020
  Ssn Advisory, Inc.
  Indianapolis, IN
• 09/2020 → 06/2024
  Securities America, Inc.
  Indianapolis, IN
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Indianapolis, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Noblesville, IN
  Indianapolis, IN
• 2014-08-04 → 2020-09-18
  Ssn Advisory, Inc.
  Indianpolis, IN
• 1997-03-24 → 2014-08-15
  Equity Services, Inc.
  Indianapolis, IN
  Montpelier, VT
  Indpls, IN

Other Businesses

1. DBA - O'Connor Financial Services LLC 2. O'CONNOR FINANCIAL SERVICES LLC. POSITION: Advisor NATURE: Financial Planning and Consulting, Investment Advisory Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/18/2020 ADDRESS: 450 E. 96th St. # 500, Indianapolis IN 46240 DESCRIPTION: Provide Financial Planning Services on a fee basis thru Osaic Wealth Inc. Provide Investment Advisory Services thru Osaic Wealth and act as Investment Advisor on client accounts. 3. O'CONNOR FINANCIAL SERVICES LLC. POSITION: Agent NATURE: Advise and Sell Insurance (Life, Fixed Annuities, Long Term Care Insurance) for multiple insurance carriers acting as an independent agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2016 ADDRESS: 450 E. 96th St. # 500, Indianapolis IN 46290 DESCRIPTION: Meet and advise clients on insurance matters related to Life, Long Term Care and Fixed annuities and sell those insurance products. 4. PERSONAL POSITION: attorney in fact NATURE: None - I'm named an attorney in fact for my mom who was put in assisted living and I'm her only child. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 11332 Spyglass Ridge Dr, Fishers IN 46037 DESCRIPTION: act as POA for my mom to help her pay bills, make medical decisions, pay medical bills, manage her checking, savings, investments and real estate transactions. 5. WIFE'S A REAL ESTATE BROKER POSITION: NOTHING NATURE: My wife is recently licensed to sell real estate. I do not plan to participate in this business; however, I expect in the future that a client may ask for a referral to a real estate agent, and someone in compliance told me that even if I do not earn a penny from nor participate in the business that I should disclose it anyway as an OBA just for giving a referral for which my wife could earn a commission. So I'm disclosing it INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: she works at Century 21 part time, indianapolis IN 46290 DESCRIPTION: give a referral

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-12
• S63 Uniform Securities Agent State Law Examination
  1995-04-03

Other Names

• Brady Thomas Oconnor