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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| CA | RA | APPROVED | 2016-09-06 |
Branch Locations
101 California Street Suite 4500, San Francisco, CA 94111 • United States
101 California Street Suite 4500, San Francisco, CA 94111 • United States
Belvedere Tiburon, CA • United States
4000 Civic Center Drive Suite 500, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | New York | NY | 01/2001 | 09/2016 |
| Raymond James & Associates, Inc. | San Francisco | CA | 09/2016 | Present |
(1)Name of Business: Address: 2165 paradise drive, tiburon, CA, 94920, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/15/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We owe the condo and are renting it out. We are transferring the property into a newly formed LLC called KitKat Holdings, LLC. (2)Name of Business: KitKat Holdings LLC Address: 2165 paradise drive, Tiburon, CA, 94920, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/23/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an LLC that we set up for our rental Property (61Ashford already in the OBA system). We are placing the title and all rental activity into the LLC status to remove from our personal liability. It is only used for this rental property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-10-13 |
| S65 | Uniform Investment Adviser Law Examination | 2002-03-04 |
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