Chanan Bergman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 08/2023
  Merrill Lynch, Pierce, Fenner & Smith
  Cleveland, OH
• 06/2011 → 08/2023
  Bank Of America,N.A.
  Cleveland, OH
• 08/2023 → Present
  Ubs Financial Services
  Chagrin Boulevard, OH

Previous Registrations

• 2006-08-29 → 2023-08-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cleveland, OH
  Hallandale Beach, FL
  Pepper Pike, OH
  New York, NY
• 2001-04-02 → 2006-08-29
  Morgan Stanley Dw Inc.
  Beachwood, OH
  Beachwood, OH

Other Businesses

I*136410 For profit or not for profit: For-Profit Organization Name of outside business organization: BHCB Venture LLC Investment related: N Address of business: Beachwood, Ohio 44122 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 44260 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: for investment only, no responsibilties. I*136411 For profit or not for profit: For-Profit Organization Name of outside business organization: true Buckeyes LLC Investment related: Y Address of business: Beachwood, Ohio 44122 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 44260 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: llv is created soley for investment 3) Jewish Federation of Cleveland, Beachwood Ohio United States-44122, Charity, focuses on the health and vitality of the jewish community in cleveland, Member of a committee representing the interests of any third partyi will sit on a committee of 15 in charge of the organizations retirement funds. i will be there as a community leader volunteer, start date-10/1/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-10
• S63 Uniform Securities Agent State Law Examination
  1995-07-28

Other Names

• Charles Bergman
• Charlie Bergman