Stephen John Cooper

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-07-02
AZ	RA	APPROVED	2024-03-04
WV	RA	APPROVED	2024-02-22
MT	RA	APPROVED	2024-02-21
ND	RA	APPROVED	2024-02-21
LA	RA	APPROVED	2024-02-19
NV	RA	APPROVED	2024-02-16
NM	RA	APPROVED	2024-02-16
AL	RA	APPROVED	2024-02-15
AK	RA	APPROVED	2024-02-15
AR	RA	APPROVED	2024-02-15
CA	RA	APPROVED	2024-02-15
CO	RA	APPROVED	2024-02-15
HI	RA	APPROVED	2024-02-15
ID	RA	APPROVED	2024-02-15
IL	RA	APPROVED	2024-02-15
IN	RA	APPROVED	2024-02-15
IA	RA	APPROVED	2024-02-15
KS	RA	APPROVED	2024-02-15
KY	RA	APPROVED	2024-02-15
MI	RA	APPROVED	2024-02-15
MN	RA	APPROVED	2024-02-15
MS	RA	APPROVED	2024-02-15
MO	RA	APPROVED	2024-02-15
NE	RA	APPROVED	2024-02-15
NC	RA	APPROVED	2024-02-15
OH	RA	APPROVED	2024-02-15
OK	RA	APPROVED	2024-02-15
OR	RA	APPROVED	2024-02-15
RI	RA	APPROVED	2024-02-15
SD	RA	APPROVED	2024-02-15
TX	RA	APPROVED	2024-02-15
UT	RA	APPROVED	2024-02-15
WA	RA	APPROVED	2024-02-15
WI	RA	APPROVED	2024-02-15
WY	RA	APPROVED	2024-02-15
FL	RA	APPROVED	2022-09-21
NJ	RA	APPROVED	2022-09-21
CT	RA	APPROVED	2022-09-20
DE	RA	APPROVED	2022-09-20
ME	RA	APPROVED	2022-09-20
MD	RA	APPROVED	2022-09-20
NH	RA	APPROVED	2022-09-20
NY	RA	APPROVED	2022-09-20
PA	RA	APPROVED	2022-09-20
SC	RA	APPROVED	2022-09-20
VT	RA	APPROVED	2022-09-20
VA	RA	APPROVED	2022-09-20

GA RA
APPROVED

Since 2024-07-02
AZ RA
APPROVED

Since 2024-03-04
WV RA
APPROVED

Since 2024-02-22
MT RA
APPROVED

Since 2024-02-21
ND RA
APPROVED

Since 2024-02-21
LA RA
APPROVED

Since 2024-02-19
NV RA
APPROVED

Since 2024-02-16
NM RA
APPROVED

Since 2024-02-16
AL RA
APPROVED

Since 2024-02-15
AK RA
APPROVED

Since 2024-02-15
AR RA
APPROVED

Since 2024-02-15
CA RA
APPROVED

Since 2024-02-15
CO RA
APPROVED

Since 2024-02-15
HI RA
APPROVED

Since 2024-02-15
ID RA
APPROVED

Since 2024-02-15
IL RA
APPROVED

Since 2024-02-15
IN RA
APPROVED

Since 2024-02-15
IA RA
APPROVED

Since 2024-02-15
KS RA
APPROVED

Since 2024-02-15
KY RA
APPROVED

Since 2024-02-15
MI RA
APPROVED

Since 2024-02-15
MN RA
APPROVED

Since 2024-02-15
MS RA
APPROVED

Since 2024-02-15
MO RA
APPROVED

Since 2024-02-15
NE RA
APPROVED

Since 2024-02-15
NC RA
APPROVED

Since 2024-02-15
OH RA
APPROVED

Since 2024-02-15
OK RA
APPROVED

Since 2024-02-15
OR RA
APPROVED

Since 2024-02-15
RI RA
APPROVED

Since 2024-02-15
SD RA
APPROVED

Since 2024-02-15
TX RA
APPROVED

Since 2024-02-15
UT RA
APPROVED

Since 2024-02-15
WA RA
APPROVED

Since 2024-02-15
WI RA
APPROVED

Since 2024-02-15
WY RA
APPROVED

Since 2024-02-15
FL RA
APPROVED

Since 2022-09-21
NJ RA
APPROVED

Since 2022-09-21
CT RA
APPROVED

Since 2022-09-20
DE RA
APPROVED

Since 2022-09-20
ME RA
APPROVED

Since 2022-09-20
MD RA
APPROVED

Since 2022-09-20
NH RA
APPROVED

Since 2022-09-20
NY RA
APPROVED

Since 2022-09-20
PA RA
APPROVED

Since 2022-09-20
SC RA
APPROVED

Since 2022-09-20
VT RA
APPROVED

Since 2022-09-20
VA RA
APPROVED

Since 2022-09-20

Branch Locations

9000 Atrium Way, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Private Client Wealth Llc	Marlton	NJ	03/2013	Present
Td Bank N.A.	Marlton	NJ	11/2018	04/2026
Td Bank N.A.	Mt. Laurel	NJ	04/2026	Present

03/2013 → Present

Td Private Client Wealth Llc

Marlton, NJ
11/2018 → 04/2026

Td Bank N.A.

Marlton, NJ
04/2026 → Present

Td Bank N.A.

Mt. Laurel, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-10

S66 Uniform Combined State Law Examination

2022-09-10

View on SEC IAPD

Current Employers

Td Private Client Wealth Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews