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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-10-25
CA RA APPROVED 2006-06-30
  • ID RA
    APPROVED
    Since 2022-10-25
  • CA RA
    APPROVED
    Since 2006-06-30

Branch Locations

2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States

Eagle, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Walnut Creek CA 06/2006 Present
Raymond James & Associates, Inc. Eagle ID 11/2022 Present
Previous Registrations
  • 1997-07-08 → 2006-06-26
    A. G. Edwards & Sons, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Designations
Other Names
  • Richard A Holine

View on SEC IAPD

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