Patrick Duffy

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 06/2022
  Eaton Vance Distributors, Inc.
  Boston, MA
• 12/2022 → 10/2023
  Adp Broker-Dealer Inc.
  Louisville, KY
• 12/2022 → 10/2023
  Adp Inc.
  Louisville, KY
• 06/2022 → 12/2022
  Unemployed
  Marblehead, MA
• 10/2023 → 01/2024
  Pensionmark Financial Group
  Santa Barbara, CA
• 10/2023 → 01/2024
  Acrisure Investment Advisory, Llc
  Burlington, VT
• 01/2024 → 02/2025
  Tiaa
  Marblehead, MA
• 01/2024 → 02/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Marblehead, MA
• 02/2026 → Present
  Equitable Advisors, Llc
  New York, NY
• 02/2026 → Present
  Equitable
  Marblehead, MA
• 03/2025 → 02/2026
  Unemployed
  Marblehead, MA

Previous Registrations

• 2024-02-15 → 2025-01-28
  Tiaa-Cref Individual & Institutional Services, Llc
  Marblehead, MA
  Durham, NC
  Cambridge, MA
• 2023-12-06 → 2024-01-23
  World Investment Advisors, Llc
  Marbelhead, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-18
• S63 Uniform Securities Agent State Law Examination
  1995-03-31

Other Names

• Pj Duffy
• Patrick Joseph Duffy
• Patrick J Duffy