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Kevin Bruce Graham

Northwestern Mutual Investment Services, LLC

Alpharetta, GA

Atlanta, GA

CRD 2575645

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2007-09-06
  • GA RA
    APPROVED
    Since 2007-09-06

Branch Locations

Alpharetta, GA • United States

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John W. Wright Ii Atlanta GA 08/2007 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 08/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-20
S63 Uniform Securities Agent State Law Examination 1998-04-30
  • S65 Uniform Investment Adviser Law Examination
    1999-05-20
  • S63 Uniform Securities Agent State Law Examination
    1998-04-30

View on SEC IAPD

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