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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-19
LA RA APPROVED 2016-03-16
TX RA APPROVED 2016-03-16
  • CA RA
    APPROVED
    Since 2025-11-19
  • LA RA
    APPROVED
    Since 2016-03-16
  • TX RA
    APPROVED
    Since 2016-03-16

Branch Locations

1100 Lincoln Ave Suite 236, San Jose, CA 95125 • United States

12348 High Bluff Drive Suite 240, San Diego, CA 92130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Los Gatos CA 10/2015 Present
Stratos Wealth Partners, Ltd Los Gatos CA 10/2015 Present
Previous Registrations
  • 2011-01-03 → 2015-10-20
    San Jose, CA
    San Jose, CA
    San Jose, CA
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Santa Clara, CA
Other Businesses

1. 10/16/2015 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 8/1/2015 - Time Spent 100%. 2. 10/16/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 10/27/2015 - Stratos Wealth Partners, Ltd. - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 8/1/2015 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 8/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-26
S63 Uniform Securities Agent State Law Examination 1996-06-28
  • S65 Uniform Investment Adviser Law Examination
    1998-05-26
  • S63 Uniform Securities Agent State Law Examination
    1996-06-28

View on SEC IAPD

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