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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-02-11 |
| DC | RA | APPROVED | 2020-03-09 |
| TX | RA | APPROVED | 2020-03-05 |
Branch Locations
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leesburg | VA | 12/1997 | 03/2020 |
| Bank Of America, N.A. | Reston | VA | 08/2010 | 03/2020 |
| Morgan Stanley Smith Barney Llc | Washington | DC | 03/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-28 |
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