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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| ND | RA | APPROVED | 2009-09-11 |
Branch Locations
1400 West Century Avenue P.O.B 1238, 58502-9955, Bismarck, ND 58503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated (Crd #793) | Bismarck | ND | 09/2009 | Present |
1. Thomas and Claudia Nagel Farm; 1211 93rd Street NE Bismark ND 58501; Agriculture - raising cattle, chickens for eggs, turkeys, guineas, peacocks. Cut hay, and garden produce; Owner; 9/24/2004; 1.0 hours per day; not during securities trading hours; Investment-Related 2. Catholic Foundation of Western North Dakota; 520 N. Washington Street Bismarck, ND 58501; Catholic Church of Western North Dakota's stewardship of giving for local endowments; Board of Director; Authorizing the direction of funds for Catholic Church of Western North Dakota; 01/01/2026; 3hrs/qtr; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-04 |
| S65 | Uniform Investment Adviser Law Examination | 1995-02-04 |
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