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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-16 |
| OR | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Eugene | OR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY; LIMERICK, OR; LANDLORD; 1 HOUR AFTER BUSINESS; 1 HOUR DURING BUSINESS; 09/2013** 2. RENTAL PROPERTY; EUGENE, OR; LANDLORD; 1 HOUR AFTER BUSINESS; 1 DURING BUSINESS; 03/2013** 3. CHARITY/FOUNDATION; COTTAGE GROVE EUGENE SPORTSMAN CLUB; AS OF 01/2016; DURING BUSINESS HOURS 1; AFTER BUSINESS HOUR 3; 4. RENTAL PROPERTY; SPRING CREEK. EUGENE, OR; LANDLORD; 1 HOUR AFTER BUSINESS; 1 DURING BUSINESS; 05/2013* 5. VACATION RENTAL; BEND, OR; LANDLORD; 1 HOUR AFTER BUSINESS; 1 DURING BUSINESS; 04/2014 6. Rental property; Investment related; Eugene, OR; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2017; During business hours: 1; After business hours: 1; Landlord 8. *407084 - Guardian; Investment related -Yes; Eugene, Oregon; Guardian; 08/2020; During business hours: 1; After business hours: 0; * 193214 - Rental Property: 3410 Saint/1035 Satre St Duplex; Investment related Yes; Eugene, OR Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2020; During business hours: 1; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-24 |
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