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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-19 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
622 Emerson Rd Ste 220, St Louis, MO 63141-6727 • United States
Weldon Spring, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | St Louis | MO | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | St Louis | MO | 03/2020 | Present |
Business Ownership; Westview Partners; Decisions on rent, phone systems, expenses, etc.; It is just a business to handle expenses of the office; 622 Emerson Road Suite 220, , St. Louis, MO, 63141; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / MBJM LLC; Co-owner; Managing expenses within the business; 12935 North Outer 40 Dr., Suite 108, St. Louis, MO, 63141; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / Buckhurst, LLC; Co-owner; Managing expenses within the business; 12935 North Outer Forty Dr., Suite 108, St. Louis, MO, 63141; Not Investment-Related; 03/25/2024; 1 to 9 hours per month; 0 during trading hours / Glenpoint, LLC; Co-owner; Manage Ameriprise Business; No. 305 Cambridge Drive, , Glen Carbon, IL, 62034; Not Investment-Related; 12/18/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Westview Partners LLC; Co-owner; Manage advisory business; 622 Emerson Rd, Suite 220, St. Louis, MO, 63141; Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-13 |
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