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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-19
MO RA APPROVED 1995-10-31
  • TX RA
    APPROVED_RES
    Since 2009-11-19
  • MO RA
    APPROVED
    Since 1995-10-31

Branch Locations

622 Emerson Rd Ste 220, St Louis, MO 63141-6727 • United States

Weldon Spring, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Louis MO 09/2005 03/2020
Ameriprise Financial Services, Llc St Louis MO 03/2020 Present
Other Businesses

Business Ownership; Westview Partners; Decisions on rent, phone systems, expenses, etc.; It is just a business to handle expenses of the office; 622 Emerson Road Suite 220, , St. Louis, MO, 63141; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / MBJM LLC; Co-owner; Managing expenses within the business; 12935 North Outer 40 Dr., Suite 108, St. Louis, MO, 63141; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours / Buckhurst, LLC; Co-owner; Managing expenses within the business; 12935 North Outer Forty Dr., Suite 108, St. Louis, MO, 63141; Not Investment-Related; 03/25/2024; 1 to 9 hours per month; 0 during trading hours / Glenpoint, LLC; Co-owner; Manage Ameriprise Business; No. 305 Cambridge Drive, , Glen Carbon, IL, 62034; Not Investment-Related; 12/18/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Westview Partners LLC; Co-owner; Manage advisory business; 622 Emerson Rd, Suite 220, St. Louis, MO, 63141; Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-30
S63 Uniform Securities Agent State Law Examination 1995-01-13
  • S65 Uniform Investment Adviser Law Examination
    2025-06-30
  • S63 Uniform Securities Agent State Law Examination
    1995-01-13
Other Names
  • David Waynick

View on SEC IAPD

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