Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2014-04-15
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2014-04-15

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

Commack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Melville NY 06/2012 Present
Other Businesses

1) CUSTOM CANDY SHOP/MIDNITE SNAXX/WEWANTCANDY/COUCHPOTATOSUPPLY(CPS); 999 South Oyster Bay Rd, Bethpage, NY 11714; e-commerece for sustomized candy; Proprietor/owner; consultant to setup of company and ongoing operations; 3/1/2020; Business hours per month: No /// 3) KLEIMAN CONSULTING LLC; 3 Shinnecock Ct, Commack, NY 11725; Business/organizational development; Sole proprietorship; consulting clients; 8/1/2016; Business hours per month: No /// 4) title TBD / Other / Hoping to get approval to write a book discussing investing/finance with the help of a ghostwriter with the understanding that I might only be able to state that I work for a Global Financial Services Firm. 5) Name of Business: Food E-Solutions./ Address; 999 south oyser bay roadbethpage new york United States 11714./ Investment Related: No./ Nature: e-commerce holding company for various food brands./ Role: Partner`./ Duty: general business direction and strategy./ Start Date: 6/1/2023./ Hours Devoted: No./ Time Required; N/A. 6) Name of Business: Starfish Holdings LLC./ Address: 999 south oyster bay roadbethpage new york United States 11714./ Investment Related: No./ Nature: investment holding company for restaurants, cafes, and cocktail lounges./ Role: Partner./ Duty: together with my partner we will decide on what additional investments to be made. mostly passive investor./ Start Date: 6/6/2023./ Time Required: N/A. 7) Proteqt365, elite HS athlete comprehensive care, Partner, advise on general business and marketing strategy, start date-4/1/2025, Fort Salonga NT United States-11768

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-15
S63 Uniform Securities Agent State Law Examination 1995-02-21
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1995-02-21
Other Names
  • Jonathan J Kleiman

View on SEC IAPD

More in Melville, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor