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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2014-04-15 |
Branch Locations
58 South Service Road Suite 310, Melville, NY 11747 • United States
Commack, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melville | NY | 06/2012 | Present |
1) CUSTOM CANDY SHOP/MIDNITE SNAXX/WEWANTCANDY/COUCHPOTATOSUPPLY(CPS); 999 South Oyster Bay Rd, Bethpage, NY 11714; e-commerece for sustomized candy; Proprietor/owner; consultant to setup of company and ongoing operations; 3/1/2020; Business hours per month: No /// 3) KLEIMAN CONSULTING LLC; 3 Shinnecock Ct, Commack, NY 11725; Business/organizational development; Sole proprietorship; consulting clients; 8/1/2016; Business hours per month: No /// 4) title TBD / Other / Hoping to get approval to write a book discussing investing/finance with the help of a ghostwriter with the understanding that I might only be able to state that I work for a Global Financial Services Firm. 5) Name of Business: Food E-Solutions./ Address; 999 south oyser bay roadbethpage new york United States 11714./ Investment Related: No./ Nature: e-commerce holding company for various food brands./ Role: Partner`./ Duty: general business direction and strategy./ Start Date: 6/1/2023./ Hours Devoted: No./ Time Required; N/A. 6) Name of Business: Starfish Holdings LLC./ Address: 999 south oyster bay roadbethpage new york United States 11714./ Investment Related: No./ Nature: investment holding company for restaurants, cafes, and cocktail lounges./ Role: Partner./ Duty: together with my partner we will decide on what additional investments to be made. mostly passive investor./ Start Date: 6/6/2023./ Time Required: N/A. 7) Proteqt365, elite HS athlete comprehensive care, Partner, advise on general business and marketing strategy, start date-4/1/2025, Fort Salonga NT United States-11768
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-21 |
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