Terri Fogarty Rumans

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 05/2025
  M&T Securities
  Buffalo, NY
• 08/2022 → 02/2023
  Peoples Securities, Inc
  Bridgeport, CT
• 03/2026 → Present
  Lpl Financial Llc
  Fort Mill, SC
• 05/2025 → 03/2026
  Unemployed
  Webster, NY

Previous Registrations

• 2023-04-27 → 2025-06-17
  Wilmington Trust Investment Advisors, Inc.
  Wilmington, DE
• 2020-06-29 → 2021-12-23
  M&T Securities, Inc.
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Buffalo, NY
  Rochester, NY
  Rochester, NY
  Boston, MA
  Webster, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-21
• S66 Uniform Combined State Law Examination
  2020-06-26
• S63 Uniform Securities Agent State Law Examination
  1995-08-21

Other Names

• Terri F Rumans
• Terri Raye Fogarty