Erik Michael Held

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Ubs Financial Services
  Chicago, IL

Other Businesses

NANOWRIMO / NATIONAL NOVEL WRITING MONTH / PARTICIPANT / START DATE 11/05/2010 - 11/30/2010 / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO 2)District 86 Board of Education / 5500 S Grant Street Hinsdale,Illinois United States 60521 / Educational Establishment/ Education / This is a high school board of education, responsible for setting long-term goals, curriculum and disciplinary guidelines; hiring certain administration officials and agreeing on teacher contracts; adopting a balanced budget; and conducting monthly meetings with the public to review ongoing and upcoming district initiatives. / Other / Regular, non-leadership member of the board / Attend monthly meetings, review district educational performance, technology, and facilities data; make/receive recommendations to/from the superintendent's office; review and approve the budget as presented by the administration; vote on district initiatives, such as boundary lines, adding new neighborhoods, or hiring outside professionals (bleacher maintenance, HVAC, construction, etc), vote on teacher/educator contracts as presented. / Start Date 4/2/19/ 2)Marebrook Home Development, LLC, , IL United States, The purchase and development of land for sale, including utility improvements and subdividing., Proprietor / owner , Research and locate land for development, work w/ real estate agent to market the property, potentially work w/ a third-party contractor or architect for any potential construction concept as part of a sale. ,Start date 6/25/2026

Exams

• S66 Uniform Combined State Law Examination
  2007-10-16