Terry B Karch

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-05-21
CA	RA	APPROVED	2009-05-20

TX RA
APPROVED_RES

Since 2009-05-21
CA RA
APPROVED

Since 2009-05-20

Branch Locations

465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States

Conroe, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Fresno	CA	05/2009	Present

05/2009 → Present

Lpl Financial

Fresno, CA

Previous Registrations

2000-03-17 → 2009-05-28

Citigroup Global Markets Inc.

Fresno, CA

Fresno, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-23
S63	Uniform Securities Agent State Law Examination	1995-02-17

S65 Uniform Investment Adviser Law Examination

1996-01-23
S63 Uniform Securities Agent State Law Examination

1995-02-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews