Jonathan Christopher Pawlika

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → Present
  Planned Results Inc.
  Syracuse, NY
• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Sherrill, NY
• 07/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Sherrill, NY

Other Businesses

(1)Name of Business: Planned Results, Inc. Address: 102 E. Seneca St. Suite 212, Sherrill, NY, 13461, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Planned Results, Inc. Address: 400 Spencer Street, Syracuse, NY, 13204, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/26/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-04
• S63 Uniform Securities Agent State Law Examination
  1995-02-07

Other Names

• Jon Pawlika