Lisa Jo Emmons

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2011-01-03

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

14643 Dallas Parkway Suite 500, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Addison	TX	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Addison, TX

Previous Registrations

2007-01-29 → 2011-01-03

Voya Financial Partners, Llc

Addison, TX

Addison, TX

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 14643 DALLAS PKWY SUITE 650; DALLAS; TX; 75254; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/3/2014; 10; 10; SALE OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-25
S63	Uniform Securities Agent State Law Examination	2005-11-23

S65 Uniform Investment Adviser Law Examination

2006-10-25
S63 Uniform Securities Agent State Law Examination

2005-11-23

Designations

Other Names

Lisa Jo Roberts

View on SEC IAPD