Charles Milton Harris

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 01/2020
  Raiser, Llc
  Dallas, TX
• 04/2011 → 01/2019
  Marketing Investors Corp/Allied Marketing Group
  Dallas, TX
• 10/2017 → 06/2019
  Lyft
  Dallas, TX
• 10/2016 → 11/2017
  First Canterbury Securities
  Dallas, TX
• 07/2019 → 03/2022
  The Commerce Casino
  Commerce, CA
• 04/2018 → 12/2018
  Titan Securities
  Dallas, TX
• 11/2020 → 03/2021
  First Canterbury Securities, Inc.
  Dallas, TX
• 04/2022 → 06/2022
  Unemployed
  Woodland Hills, CA
• 07/2022 → 04/2023
  The Gardens Casino
  Hawaiian Gardens, CA
• 03/2023 → 11/2023
  Innovation Partners Llc
  Charlotte, NC
• 12/2023 → 12/2023
  Unemployed
  Dallas, TX
• 01/2024 → 03/2026
  The Gardens Casino
  Hawaiian Gardens, CA
• 11/2025 → Present
  Innovation Partners Llc
  Charlotte, NC
• 11/2025 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC
• 01/2025 → Present
  Raiser, Llc
  Woodland Hills, CA

Previous Registrations

• 2023-07-06 → 2023-11-14
  Ip Financial Advisory Services Llc
  Dallas, TX
  Charlotte, NC

Other Businesses

Name of Business: Raiser LLC Investment-Related Nature: No Address of the Other Business: Hawaiian Gardens, CA 90716 Nature of the Other Business: Ride Share Position, Title, or Relationship: Uber Driver Start Date of the Relationship: 01/2025 Approximate Number of Hours per Month Devoted: 10 hrs/mo

Exams

• S66 Uniform Combined State Law Examination
  2023-06-12
• S63 Uniform Securities Agent State Law Examination
  2023-01-31
• S65 Uniform Investment Adviser Law Examination
  2013-10-09