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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-06-17 |
| IL | RA | APPROVED | 2024-12-02 |
| FL | RA | APPROVED | 2024-09-06 |
| CA | RA | APPROVED | 2024-09-05 |
| NJ | RA | APPROVED | 2024-09-05 |
| NY | RA | APPROVED | 2024-09-05 |
| SC | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED | 2021-06-30 |
Branch Locations
1000 William Hilton Pkwy Suite C5, Hilton Head, SC 29928 • United States
40 Wall Street, New York, NY 10005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | New York | NY | 03/2010 | 03/2017 |
| Fsc Securities Corp | Atlanta | GA | 03/2017 | 06/2017 |
| Aegis Capital Corp | Hilton Head Island | SC | 06/2017 | Present |
| A.G.P. / Alliance Global Partners | Hilton Head | SC | 06/2021 | Present |
1) TKD MANAGEMENT.,1000 WILLIAM HILTON PKWY SUITE C5 HILTON HEAD, SC 29928,NOT INVESTMENT RELATED; ESTABLISHED FOR TAX PURPOSES, NO DUTIES, START DATE 1/1/04, 1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. 2) Alliance Global Partners of the Lowcountry, investment-related financial services, 1000 William Hilton Parkway, Suite C5, Hilton Head, SC 29928, Head of Wealth Management, full-time during trading hours. 3) Mark Up Equity Ventures, Inc., not investment-related, 19 Baynard Cove Road, Hilton Head, SC, accounting services, owner, President, established Jan 1, 2025, approximately 4 hours/mo, during securities trading hours, provide accounting services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-05 |
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