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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-06-17
IL RA APPROVED 2024-12-02
FL RA APPROVED 2024-09-06
CA RA APPROVED 2024-09-05
NJ RA APPROVED 2024-09-05
NY RA APPROVED 2024-09-05
SC RA APPROVED 2021-06-30
TX RA APPROVED 2021-06-30
  • MO RA
    APPROVED
    Since 2026-06-17
  • IL RA
    APPROVED
    Since 2024-12-02
  • FL RA
    APPROVED
    Since 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-05
  • NJ RA
    APPROVED
    Since 2024-09-05
  • NY RA
    APPROVED
    Since 2024-09-05
  • SC RA
    APPROVED
    Since 2021-06-30
  • TX RA
    APPROVED
    Since 2021-06-30

Branch Locations

1000 William Hilton Pkwy Suite C5, Hilton Head, SC 29928 • United States

40 Wall Street, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp. New York NY 03/2010 03/2017
Fsc Securities Corp Atlanta GA 03/2017 06/2017
Aegis Capital Corp Hilton Head Island SC 06/2017 Present
A.G.P. / Alliance Global Partners Hilton Head SC 06/2021 Present
Previous Registrations
  • 2017-06-27 → 2021-07-21
    Hilton Head Island, SC
    New York, NY
    New York, NY
    Hilton Head Island, SC
  • 2017-03-15 → 2017-06-30
    Fsc Securities Corporation
    Bluffton, SC
    Atlanta, GA
    Bluffton, SC
  • 2010-03-24 → 2017-03-16
    New York, NY
    Hilton Head Island, SC
    New York, NY
    Hilton Head Island, SC
  • 2005-09-29 → 2010-03-29
    Gunnallen Financial, Inc
    New York, NY
    New York, NY
Other Businesses

1) TKD MANAGEMENT.,1000 WILLIAM HILTON PKWY SUITE C5 HILTON HEAD, SC 29928,NOT INVESTMENT RELATED; ESTABLISHED FOR TAX PURPOSES, NO DUTIES, START DATE 1/1/04, 1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. 2) Alliance Global Partners of the Lowcountry, investment-related financial services, 1000 William Hilton Parkway, Suite C5, Hilton Head, SC 29928, Head of Wealth Management, full-time during trading hours. 3) Mark Up Equity Ventures, Inc., not investment-related, 19 Baynard Cove Road, Hilton Head, SC, accounting services, owner, President, established Jan 1, 2025, approximately 4 hours/mo, during securities trading hours, provide accounting services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-11
S63 Uniform Securities Agent State Law Examination 1995-01-05
  • S65 Uniform Investment Adviser Law Examination
    2005-04-11
  • S63 Uniform Securities Agent State Law Examination
    1995-01-05
Designations

View on SEC IAPD

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