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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-02 |
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-12-06 |
Branch Locations
468 Delaware Avenue Suite 100, Buffalo, NY 14202 • United States
2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Buffalo | NY | 02/2014 | Present |
| Raymond James & Associates, Inc. | Sarasota | FL | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-03-14 |
| S65 | Uniform Investment Adviser Law Examination | 1995-03-14 |
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