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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-26 |
| PA | RA | APPROVED | 2016-04-18 |
Branch Locations
525 William Penn Place Ste. 3401, Pittsburgh, PA 15219 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Financial Planning | Pittsburgh | PA | 01/2015 | Present |
| Kestra Investment Services, Inc | Pittsburgh | PA | 04/2016 | Present |
| Signature Select Wealth, Llc | Pittsburgh | PA | 12/2019 | Present |
| Kestra Advisory Services, Llc | Pittsburgh | PA | 04/2016 | Present |
: Friendship Circle Inv Rel:N NOB: Brd Pos POS:Brd mmbr Strt Date: 9/1/21 Hrs/mth: 0-16 Desc:Strategic insight into ops of non-profit : SIGNATURE VENTURES 412, LLC POS: Mmbr NOB: Invstng locally run venture capital fund. INV REL: Y #OF HRS: 8 SEC TRD HRS: 7 STRT DTE: 02/01/2020 ADDR: 525 William Penn Way, Ste 3401, PITTSBURGH PA 15219 DESC: provd fnds to sup single invstmnt owned w/in this LLC : SIGNATURE VENTURES, LLC POS: Mmbr investor. NOB: Passive invstmnt activity INV REL:N # OF HRS: 8 SEC TRAD HRS: 7 STRT DTE: 11/01/20 ADDR: 525 William Penn Way, Ste 3401 PITTSBURGH PA 15219 DESC: No duties or obligtns beyond participating in the sourcing &screening opps. : United Way of Southwestern PA Inv Rel:N NOB: Civic POS: Mmbr of Inv Sub-Committee. Strt Dte:10/1/20 Hrs/mth:0-16 Desc:Meet w/invstmnt advsrs &rev portfolio perform &asset allocation to ensure non-profit's best int are being met : Graver Quality Solutions, Inc. Inv Rel:N NOB: Supervision, rev, auditing, &doc of qlty cntrl systms &adherence to those systms, prmrly in manufctrng sector POS: Corp secretary. Strt Dte:3/15/19 Hrs/mth: 0-16 DESC: Maintn corp recs : Kestra Advisory Services, LLC Inv Rel:Y NOB: Invstmnt Adv srvcs thru KAS, LLC POS: IAR Strt Dte: 4/4/1 hrs/mo: 0-160 Desc: Invstmnt advsry srvcs : SIGNATURE FINANCIAL PLANNING POS: Fnncl adv &partnr in firm. NOB: Ins INV REL: Y # OF HRS: 152 SEC TRD HRS: 132 STRT DATE:1/30/15 ADDR: 1301 Grandview Ave Ste 300, Pittsburgh PA 15211DESC: Work w/high net wrth clients advise &guide them twards their fnncl gls. Also hlp w/op &mrktng actvties w/in firm : The Rich Family Trust Inv Rel:N NOB: Legal/Fiduciary POS: Trustee Strt Dte:1/1/04 Hrs/mth:0-16 DESC: trust is to benefit young children of Larry & Betty Rich.oversee mgmt &distributions of trust on their behalf : Stein Rich Family Foundation Inv Rel:Y NOB: Civic POS: Trstee w/fam mmbrs Strt Dte: 1/1/12 Hrs/mth:0-16 DESC:Monitor actvty of fndtion to ensure gifts are made annlly in accordance w/ family's wishes : WOMEN'S PHILANTHROPY BOARD OF THE JEWISH FEDERATION OF GREATER PITTSBURGH POS: Chair of Dvlpmnt NOB: Brd posi INV REL: N # OF HRS: 4 SEC TRAD HRS: 1 STRT DTE: 08/21/2023 ADDR: 2000 Technology Dr, Pittsburgh PA 15219 DESC: will b ambassador for women's philanthropic gvng to the community. Funds raised by the Jewish Federation can be used to benefit other not-for-profit orgs in our local area& overseas.As such, I will attend qrtrly mtngs, hlp create stratgc drctn &set gls for Women's Philanthropy : CARNEGIE LIBRARY OF PITTSBURGH POSI: committee mmbr NOB: Brd posi INV REL: N # OF HRS: 1 SEC TRAD HRS: 1 STRT DTE: 9/1/2023 ADDR: 4400 Forbes Avenue, Pittsburgh PA 15213 DESC: Provide prof insight &conslttn on inv mngmnt &prfrmnce of endowmnt accnts to be used by the org. 14. SIGNATURE WEALTH POS: Fnncl advsr &prtnr in firm. NOB: Insurance INV REL:Y #OF HRS: 152 SEC TRD HRS: 132 STRT DTE: 1/30/2015 ADDR: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESC: Wrk w/high net wrth clnts to advse &guide them twrds their fnncl gls. Also help w/op &mrkting actvts w/in firm. 15. SIGNATURE LEGACY HOLDINGS LLC POSITION: Member NATURE: Holdings company for Kingfisher stock - see Bluespring or Kestra legal department for more details. INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 525 William Penn Way, Suite 3401, PITTSBURGH PA 15219, United States DESCRIPTION: General member Name: SIGNATURE FINANCIAL PLANNING POSITION: Financial advisor/Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2026 ADDRESS: 525 William Penn Way, Suite 3401, PITTSBURGH PA 15219, United States DESCRIPTION: Where clients have , life settlements could make sense. My duty would be limited to making the introduction and reviewing the offer to ensure that the settlement is in the client's best interest.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-10 |
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