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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
PA RA APPROVED 2016-04-18
  • TX RA
    APPROVED
    Since 2023-07-26
  • PA RA
    APPROVED
    Since 2016-04-18

Branch Locations

525 William Penn Place Ste. 3401, Pittsburgh, PA 15219 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signature Financial Planning Pittsburgh PA 01/2015 Present
Kestra Investment Services, Inc Pittsburgh PA 04/2016 Present
Signature Select Wealth, Llc Pittsburgh PA 12/2019 Present
Kestra Advisory Services, Llc Pittsburgh PA 04/2016 Present
  • 01/2015 → Present
    Signature Financial Planning
    Pittsburgh, PA
  • 04/2016 → Present
    Kestra Investment Services, Inc
    Pittsburgh, PA
  • 12/2019 → Present
    Signature Select Wealth, Llc
    Pittsburgh, PA
  • 04/2016 → Present
    Pittsburgh, PA
Previous Registrations
Other Businesses

: Friendship Circle Inv Rel:N NOB: Brd Pos POS:Brd mmbr Strt Date: 9/1/21 Hrs/mth: 0-16 Desc:Strategic insight into ops of non-profit : SIGNATURE VENTURES 412, LLC POS: Mmbr NOB: Invstng locally run venture capital fund. INV REL: Y #OF HRS: 8 SEC TRD HRS: 7 STRT DTE: 02/01/2020 ADDR: 525 William Penn Way, Ste 3401, PITTSBURGH PA 15219 DESC: provd fnds to sup single invstmnt owned w/in this LLC : SIGNATURE VENTURES, LLC POS: Mmbr investor. NOB: Passive invstmnt activity INV REL:N # OF HRS: 8 SEC TRAD HRS: 7 STRT DTE: 11/01/20 ADDR: 525 William Penn Way, Ste 3401 PITTSBURGH PA 15219 DESC: No duties or obligtns beyond participating in the sourcing &screening opps. : United Way of Southwestern PA Inv Rel:N NOB: Civic POS: Mmbr of Inv Sub-Committee. Strt Dte:10/1/20 Hrs/mth:0-16 Desc:Meet w/invstmnt advsrs &rev portfolio perform &asset allocation to ensure non-profit's best int are being met : Graver Quality Solutions, Inc. Inv Rel:N NOB: Supervision, rev, auditing, &doc of qlty cntrl systms &adherence to those systms, prmrly in manufctrng sector POS: Corp secretary. Strt Dte:3/15/19 Hrs/mth: 0-16 DESC: Maintn corp recs : Kestra Advisory Services, LLC Inv Rel:Y NOB: Invstmnt Adv srvcs thru KAS, LLC POS: IAR Strt Dte: 4/4/1 hrs/mo: 0-160 Desc: Invstmnt advsry srvcs : SIGNATURE FINANCIAL PLANNING POS: Fnncl adv &partnr in firm. NOB: Ins INV REL: Y # OF HRS: 152 SEC TRD HRS: 132 STRT DATE:1/30/15 ADDR: 1301 Grandview Ave Ste 300, Pittsburgh PA 15211DESC: Work w/high net wrth clients advise &guide them twards their fnncl gls. Also hlp w/op &mrktng actvties w/in firm : The Rich Family Trust Inv Rel:N NOB: Legal/Fiduciary POS: Trustee Strt Dte:1/1/04 Hrs/mth:0-16 DESC: trust is to benefit young children of Larry & Betty Rich.oversee mgmt &distributions of trust on their behalf : Stein Rich Family Foundation Inv Rel:Y NOB: Civic POS: Trstee w/fam mmbrs Strt Dte: 1/1/12 Hrs/mth:0-16 DESC:Monitor actvty of fndtion to ensure gifts are made annlly in accordance w/ family's wishes : WOMEN'S PHILANTHROPY BOARD OF THE JEWISH FEDERATION OF GREATER PITTSBURGH POS: Chair of Dvlpmnt NOB: Brd posi INV REL: N # OF HRS: 4 SEC TRAD HRS: 1 STRT DTE: 08/21/2023 ADDR: 2000 Technology Dr, Pittsburgh PA 15219 DESC: will b ambassador for women's philanthropic gvng to the community. Funds raised by the Jewish Federation can be used to benefit other not-for-profit orgs in our local area& overseas.As such, I will attend qrtrly mtngs, hlp create stratgc drctn &set gls for Women's Philanthropy : CARNEGIE LIBRARY OF PITTSBURGH POSI: committee mmbr NOB: Brd posi INV REL: N # OF HRS: 1 SEC TRAD HRS: 1 STRT DTE: 9/1/2023 ADDR: 4400 Forbes Avenue, Pittsburgh PA 15213 DESC: Provide prof insight &conslttn on inv mngmnt &prfrmnce of endowmnt accnts to be used by the org. 14. SIGNATURE WEALTH POS: Fnncl advsr &prtnr in firm. NOB: Insurance INV REL:Y #OF HRS: 152 SEC TRD HRS: 132 STRT DTE: 1/30/2015 ADDR: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESC: Wrk w/high net wrth clnts to advse &guide them twrds their fnncl gls. Also help w/op &mrkting actvts w/in firm. 15. SIGNATURE LEGACY HOLDINGS LLC POSITION: Member NATURE: Holdings company for Kingfisher stock - see Bluespring or Kestra legal department for more details. INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 525 William Penn Way, Suite 3401, PITTSBURGH PA 15219, United States DESCRIPTION: General member Name: SIGNATURE FINANCIAL PLANNING POSITION: Financial advisor/Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2026 ADDRESS: 525 William Penn Way, Suite 3401, PITTSBURGH PA 15219, United States DESCRIPTION: Where clients have , life settlements could make sense. My duty would be limited to making the introduction and reviewing the offer to ensure that the settlement is in the client's best interest.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-27
S63 Uniform Securities Agent State Law Examination 1996-01-10
  • S65 Uniform Investment Adviser Law Examination
    1998-07-27
  • S63 Uniform Securities Agent State Law Examination
    1996-01-10
Designations
  • Certified Financial Planner
Other Names
  • Deborah Faith Sales
  • Deborah Faith Sales

View on SEC IAPD

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