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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
IL RA APPROVED 2006-03-02
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • IL RA
    APPROVED
    Since 2006-03-02

Branch Locations

422 N Rand Rd, North Barrington, IL 60010 • United States

Mchenry, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Libertyville IL 11/2005 03/2020
Ameriprise Financial Services, Llc North Barrington IL 03/2020 Present
Other Businesses

Business Ownership; KA Bays LLC; Owner; Real Estate; 422 N Rand Rd, , North Barrington, IL, 60010; Investment-Related; 03/08/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Girl scout troop co-leader; Run two troops (ages 1st grade and 2nd graders). There are two non-related leaders per troop, for a total of 32 girls for both troops. We will do fun and service level activities; 1814 Margaret Court, , McHenry, IL, 60051; Investment-Related; 12/04/2018; 1 to 9 hours per month; 0 during trading hours / Girl Scout Day Camp; Help plan and execute a week-long Day camp for the Arapaho Girl Scout Service unit. (mchenry area). This is an entirely volunteer based activity, and all activities and programs are covered by the cost of camp. The camp has to run a close to net zero balance. In otherwords, the service unit cannot make a profit on the camp. The girls will work on outdoor skills, crafts, games and other girl scout activites. The camp itself will be from June 13th-17th. Prior to that I will be meeting with the rest of the committee to plan activities, set up registration, and have volunteers sign up and get trained.; 17501 Streit Rd, , Harvard, IL, 60033; Not Investment-Related; 03/02/2022; 10 to 19 hours per month; 0 during trading hours / Co-Author of Book: Intentional Legacy; Morgan Nichols and I have co-authored a financial book for distribution to clients and prospect and to the general public.; 422 N Rand Rd, , NORTH BARRINGTON, IL, 60010; Not Investment-Related; 12/12/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-01
  • S66 Uniform Combined State Law Examination
    2006-03-01
Other Names
  • Kelly A Hargrove
  • Kelly Ann Hargrove

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