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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| IL | RA | APPROVED | 2006-03-02 |
Branch Locations
422 N Rand Rd, North Barrington, IL 60010 • United States
Mchenry, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Libertyville | IL | 11/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | North Barrington | IL | 03/2020 | Present |
Business Ownership; KA Bays LLC; Owner; Real Estate; 422 N Rand Rd, , North Barrington, IL, 60010; Investment-Related; 03/08/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Girl scout troop co-leader; Run two troops (ages 1st grade and 2nd graders). There are two non-related leaders per troop, for a total of 32 girls for both troops. We will do fun and service level activities; 1814 Margaret Court, , McHenry, IL, 60051; Investment-Related; 12/04/2018; 1 to 9 hours per month; 0 during trading hours / Girl Scout Day Camp; Help plan and execute a week-long Day camp for the Arapaho Girl Scout Service unit. (mchenry area). This is an entirely volunteer based activity, and all activities and programs are covered by the cost of camp. The camp has to run a close to net zero balance. In otherwords, the service unit cannot make a profit on the camp. The girls will work on outdoor skills, crafts, games and other girl scout activites. The camp itself will be from June 13th-17th. Prior to that I will be meeting with the rest of the committee to plan activities, set up registration, and have volunteers sign up and get trained.; 17501 Streit Rd, , Harvard, IL, 60033; Not Investment-Related; 03/02/2022; 10 to 19 hours per month; 0 during trading hours / Co-Author of Book: Intentional Legacy; Morgan Nichols and I have co-authored a financial book for distribution to clients and prospect and to the general public.; 422 N Rand Rd, , NORTH BARRINGTON, IL, 60010; Not Investment-Related; 12/12/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-01 |
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