Joseph Mark Holcomb

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 12/2009 → 09/2021
  Bank Of America,Na
  Cincinnati, OH
• 09/2021 → Present
  Rockefeller Financial Llc
  Cincinnati, OH

Previous Registrations

• 1999-01-14 → 2021-09-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BETHESDA INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: CINCINNATI, OHIO 45206 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 8/1/2013 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BETHESDA INC. IS THE PARENT OF BETHESDA HOSPITAL IN CINCINNATI. THE POSITION IS AS A BOARD MEMBER (DIRECTOR). I WILL BE ON THE GRANTS COMMITTEE AND FINANCE AND AUDIT COMMITTEE. I WILL NOT BE ON THE INVESTMENT COMMITTEE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-16
• S63 Uniform Securities Agent State Law Examination
  1995-03-10

Other Names

• Mark Holcomb
• Mark Holcomb