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Richard Thomas Fox

Cetera Investment Advisers LLC

Wooster, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-09-02
  • OH RA
    APPROVED
    Since 2015-09-02

Branch Locations

4192 Burbank Road, Wooster, OH 44691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers National Bank Wooster OH 09/2015 Present
Cetera Investment Services Llc St. Cloud MN 09/2015 Present
Cetera Investment Advisers Llc Wooster OH 09/2015 Present
  • 09/2015 → Present
    Farmers National Bank
    Wooster, OH
  • 09/2015 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 09/2015 → Present
    Cetera Investment Advisers Llc
    Wooster, OH
Previous Registrations
  • 2013-09-18 → 2015-08-25
    Lpl Financial Llc
    Loudonville, OH
    Wooster, OH
    Orrville, OH
    Wooster, OH
    Wooster, OH
    Wooster, OH
    Akron, OH
    Berlin, OH
    Ashland, OH
    Ashland, OH
    Willard, OH
  • 2010-01-20 → 2013-09-18
    Firstmerit Advisors, Inc.
    Wooster, OH
    Akron, OH
  • 2005-07-07 → 2010-01-22
    Invest Financial Corporation
    Wooster, OH
    Orroville, OH
    Wooster, OH
    Wooster, OH
    Berlin, OH
    Appleton, WI
    Louisville, OH
    Wooster, OH
  • 2003-06-24 → 2005-12-20
    Firstmerit Advisors, Inc.
    Akron, OH
Other Businesses

1. BOARD OF DIRECTORS FOR WOOSTER CITIZENS POLICE ACADEMY ALUMNI ASSOCIATION, LESS THAN 1/HR/WK;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-09
S63 Uniform Securities Agent State Law Examination 1995-02-16
  • S65 Uniform Investment Adviser Law Examination
    1995-03-09
  • S63 Uniform Securities Agent State Law Examination
    1995-02-16
Other Names
  • Rick Fox
  • Richard T Fox

View on SEC IAPD

Other Firms

ON INVESTMENT MANAGEMENT CO
EDWARD JONES
&PARTNERS
WHITAKER-MYERS WEALTH MANAGERS, LTD.
APOLLO WEALTH MANAGEMENT
FIKE ADVISORS, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
LIFETIME FINANCIAL ADVISORS LLC

Other Investors

ANDREW DENNIS BADERTSCHER
Nicholas Scott Sparr
JOSHUA MICHAEL HARTZLER
Daniel G. Fagert
Connor J Norgrove
Kaleb Reed
LOGAN PERRY SWARTZENTRUBER
JEFFREY SWARTZENTRUBER

Other Offices

ON INVESTMENT MANAGEMENT CO · WOOSTER, OH
ON INVESTMENT MANAGEMENT CO · Wooster, OH
EDWARD JONES · WOOSTER, OH
&PARTNERS · Wooster, OH
WHITAKER-MYERS WEALTH MANAGERS, LTD. · Wooster, OH
APOLLO WEALTH MANAGEMENT · WOOSTER, OH
FIKE ADVISORS, LLC · WOOSTER, OH
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · WOOSTER, OH

More in Wooster, OH

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