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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-01 |
| TX | RA | APPROVED | 2022-04-06 |
Branch Locations
2100 Ross Ave, Dallas, TX 75201 • United States
Indiana, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 03/2022 | Present |
| Merrill Lynch | Dallas | TX | 11/1994 | 03/2021 |
| Retired | Dallas | TX | 03/2021 | 02/2022 |
| Bank Of America, N.A. | Dallas | TX | 07/2022 | Present |
I*88608 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: W. RILEY MAYNARD PUBLISHING LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS:DALLAS, TEXAS 75205 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/7/2014 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRAVEL PHOTOGRAPHY . OWNER I*2026381 Entity Type: Charitable, Name of OBA: WEATHERFORD WAGS, Address: Weatherford, TX, 76087, Investment Related: No, Position, Title, Association: Director, Employee Start Date: 10/01/2024, No Hours: 12hrs/Ann, No Hours during trading: 1 Duties: THE EXECUTIVE DIRECTOR AND PRESIDENT OF THE ENTITY IS D. H.. I WILL BE AN ADVISOR TO D.. I WILL NOT BE A SIGNER ON ANY BANK ACCOUNTS OR AN INVESTMENT ADVISOR.THE PURPOSE OF THE ENTITY IS RESCUE OF DOGS AND CATS AND PLACING THEM FOR ADOPTION. I* 2869265 Entity Type: Fiduciary role Name of OBA: IRS FORM 2848 FOR M.J.G. Address: INDIANA Investment Related: No Position, Title, Association: Power of Attorney Start Date:09/15/2025No Hours: 10 Yearly No Hours during trading:1 Yearly Duties: Power of Attorney for In-Laws I*3063267 Entity Type: Fiduciary role Name of OBA:MR W.R.M. TTEE U/A DTD 09/11/2009 BY A.M. Address: DALLAS Texas Investment Related: No Position, Title, Association: Administrator Start Date:10/23/2025No Hours: 1 Yearly No Hours during trading:1 Yearly Duties: Administrator for Niece I*3279288 Entity Type: Fiduciary role Name of OBA: LAST WILL AND TESTEAMENT OF A M F Address: DALLAS, Texas, 75206 Investment Related: No Position, Title, Association: Employee Start Date: 12/04/2025 Number of Hours: 3, Yearly Number of Hours during trading: 1, Yearly Duties: ESTATE OF MY SISTER; A. M. F. EXECUTOR I*3095277, Entity Type: , Name of OBA: W M TTEE U/A 09/11/2009 BY A M F, Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/28/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3095278, Entity Type: , Name of OBA: C P TRUST, Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/28/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3095279, Entity Type: , Name of OBA: E N P TRUST, Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/28/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3095280, Entity Type: , Name of OBA: L M F TRUST, Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/28/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3097271, Entity Type: , Name of OBA: K P TRUST, Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/28/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3097274, Entity Type: , Name of OBA: S P TRUST, Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 10/28/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4356265, Entity Type: , Name of OBA: MR W R M TTEE U/A DTD 09/28/2025 BY A M F , Address: DALLAS, Texas, 75206, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 04/08/2026, No Hours: 15 Yearly, No Hours during Trading: 15 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-17 |
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