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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-18
  • SC RA
    APPROVED
    Since 2024-07-18

Branch Locations

Daufuskie Island, SC • United States

500 Taylor Street Suite 301, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triloma Securities, Llc Winter Park FL 03/2015 01/2019
Hampton Asset Advisors, Llc Charleston SC 03/2019 07/2024
Commonwealth Financial Network Waltham MA 07/2024 Present
Calmwater Advisors Columbia SC 07/2024 Present
  • 03/2015 → 01/2019
    Triloma Securities, Llc
    Winter Park, FL
  • 03/2019 → 07/2024
    Hampton Asset Advisors, Llc
    Charleston, SC
  • 07/2024 → Present
    Waltham, MA
  • 07/2024 → Present
    Calmwater Advisors
    Columbia, SC
Previous Registrations
Other Businesses

Fixed insurance sales; as of 7/01/2024; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Sharp Feather Consulting, LLC; private entity established for insurance business; as of 1/29/2024; % of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-12
S63 Uniform Securities Agent State Law Examination 2003-09-05
  • S65 Uniform Investment Adviser Law Examination
    2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2003-09-05
Other Names
  • Peter Cunningham

View on SEC IAPD

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