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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-07-18 |
Branch Locations
Daufuskie Island, SC • United States
500 Taylor Street Suite 301, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triloma Securities, Llc | Winter Park | FL | 03/2015 | 01/2019 |
| Hampton Asset Advisors, Llc | Charleston | SC | 03/2019 | 07/2024 |
| Commonwealth Financial Network | Waltham | MA | 07/2024 | Present |
| Calmwater Advisors | Columbia | SC | 07/2024 | Present |
Fixed insurance sales; as of 7/01/2024; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Sharp Feather Consulting, LLC; private entity established for insurance business; as of 1/29/2024; % of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-05 |
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