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440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-28 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vectorglobal Wmg | The Woodlands | TX | 08/2011 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 01/2021 | 02/2021 |
| Monex Securities, Inc. | Houston | TX | 02/2021 | Present |
| Monex Asset Management, Inc. | Houston | TX | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-10 |
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