Deepen Arvind Modi

Current Employers

Employment History

• 02/2015 → Present
  Independent Financial Group
  Northbrook, IL

Previous Registrations

• 2006-03-06 → 2015-02-23
  First Midwest Securities, Inc.
  Northbrook, IL
  Northbrook, IL
• 2001-10-12 → 2005-04-01
  J.P. Morgan Securities Llc
  Chicago, IL

Other Businesses

(1) DKRS OF NORTHBROOK POSITION: President/CEO NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/06/2005 ADDRESS: 2455 Vicki Ln, suite 100, Northbrook IL 60062, United States DESCRIPTION: 100% OWNER OF DKRS OF NORTHBROOK A COPORATION FOR OFFICE/BUSINESS EXPENSES (2) INSURANCE POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2016 ADDRESS: 2455 Vicki Ln, Ste 100, Northbrook IL 60062, United States DESCRIPTION: IL INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) MODI FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2021 ADDRESS: 2455 Vicki Ln, Northbrook IL 60062, United States DESCRIPTION: DBA used for marketing purposes AAEIO POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2024 ADDRESS: 2700 Patriot Blvd, Suite 250, Glenview IL 60026, United States DESCRIPTION: Setting up engineering activities including annual gala

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-13
• S63 Uniform Securities Agent State Law Examination
  1995-01-27